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Compliance Analyst

Chicago, Illinois

Description

Company Description

Founded in 1966, Heitman LLC is a global real estate investment management firm with approximately $43 billion in assets under management. Heitman’s real estate investment strategies include direct investments in the equity or debt capitalization of a property or in the securities of listed and publicly traded real estate companies. Heitman serves a global client base with clients from North American, European, Middle Eastern and Asia-Pacific institutions, pension plans, foundations and corporations and individual investors. Headquartered in Chicago, with additional offices in North America, Europe, and Asia-Pacific, Heitman’s more than 320 employees offer specialized expertise – from a specific discipline to local insight.

Job Description

Heitman is seeking a highly organized, detailed-oriented individual to support our Compliance and Auditing groups who has at least 3 years of experience in a regulated environment.

The responsibilities of a Compliance Analyst include, but are not limited to:

  • Provide support to Compliance and Internal Audit teams for leading global real estate investment advisory firm
  • Support the maintenance, distribution and enforcement of company-wide securities compliance manual and broker dealer compliance manual
  • Assist internal and external auditors during compliance related examinations and making recommendations for any deficiencies noted
  • Involvement in development of compliance training programs – annual company-wide program and broker dealer program

Qualifications

  • 3-5 years compliance related experience with public equities or financial institution
  • Bachelor’s degree required
  • Familiarity with trade settlement process and EZE post-compliance trade reports a plus
  • Working knowledge of anti-money laundering and know your customer protocols
  • Actively work with team to refine processes/procedures
  • Dynamic environment, opportunity for growth/advancement
  • Experience with SEC Rule 13 F and 13G analyses, and TIC SLT reporting a plus
  • Position will also involve review of client investment management agreements, coordinating with operations teams, monitoring portfolio guidelines, working with Compliance team on Code of Ethics, developing and refining best practices

Additional Information

Interested professionals should apply via our website at www.heitman.com. Please make sure to select “careers” under the About tab to submit your cover letter and resume. If you are a Heitman employee, please make sure to apply using your Heitman email address.

Equal Employment Opportunity: Heitman is an equal employment opportunity employer and complies with all applicable laws prohibiting discrimination based on race, color, creed, religion, sex, age, national origin or ancestry, physical, medical or mental disability or condition (including, without limitation, HIV and AIDS), developmental disability, handicap, denial of family and medical care leave, denial of pregnancy leave, domestic partner status, status as a victim of sexual or domestic violence (or familial relationship to such victim), veteran status, marital status, sexual orientation, arrest records, citizenship status, criminal history that has been expunged, unfavorable discharge from the military, or any other basis protected by federal, state or local laws.